THE CREDENTIA CAREER

We are currently recruiting a dynamic and talented candidate to join one of our sister companies and teams for a position of Compliance Manager. Should the below profile suite you, please apply.

Principal duties & responsibilities

• Ensuring continued compliance with the requirements of FIAMLA, FIAML Regulations 2018, the FSC Handbook 2020 (as updated in March 2021), and other ancillary laws and regulations; and having an overall oversight of the program for combatting money laundering and terrorism financing.
• Addressing the monitoring and testing of compliance systems and controls (including details of CIML’s policies and procedures) in place to prevent and detect Money Laundering and Terrorist Financing.
• Drafting and updating of existing Manuals, Policies and Procedures; including the designing of specific Checklists where necessary.
• Conducting file reviews and review of file reviews’ Checklist from the Compliance team.
• Liaising with Independent Compliance Auditor and addressing deficiencies as identified.
• Assisting during FSC onsite regulatory inspection.
• Performing KYC checks and compliance screening.
• Conducting / Validating Business & Clients’ Risk Assessments.
• Reviewing / Validating ongoing monitoring of transactions.
• Drafting of Compliance reports, addressed to the Board of Directors.
• Attending Board Meetings and other Committee Meetings.
• Maintaining PEP Registers, Training Logs, STR Log, Complaints Register and any other records as required.
• Liaising with Service Providers should any FATCA and/or CRS Reporting is triggered.
• Acting as Compliance Officer for Clients’ entities.
• Any other ad-hoc duties.

Your profile

• 3-5 years experience in the Global Business industry.
• Well versed with prevailing laws.
• Proficient use of Microsoft Office.
• Efficient, autonomous and meticulous.