Compliance Manager

We are currently recruiting a dynamic and talented candidate to join one of our sister companies and teams for a position of Compliance Manager. Should the below profile suite you, please apply.

Principal duties & responsibilities

  • Ensuring continued compliance with the requirements of FIAMLA, FIAML Regulations 2018, the FSC Handbook 2020 (as updated in March 2021), and other ancillary laws and regulations; and having an overall oversight of the program for combatting money laundering and terrorism financing.
  • Addressing the monitoring and testing of compliance systems and controls (including details of CIML’s policies and procedures) in place to prevent and detect Money Laundering and Terrorist Financing.
  • Drafting and updating of existing Manuals, Policies and Procedures; including the designing of specific Checklists where necessary.
  • Conducting file reviews and review of file reviews’ Checklist from the Compliance team.
  • Liaising with Independent Compliance Auditor and addressing deficiencies as identified.
  • Assisting during FSC onsite regulatory inspection.
  • Performing KYC checks and compliance screening.
  • Conducting / Validating Business & Clients’ Risk Assessments.
  • Reviewing / Validating ongoing monitoring of transactions.
  • Drafting of Compliance reports, addressed to the Board of Directors.
  • Attending Board Meetings and other Committee Meetings.
  • Maintaining PEP Registers, Training Logs, STR Log, Complaints Register and any other records as required.
  • Liaising with Service Providers should any FATCA and/or CRS Reporting is triggered.
  • Acting as Compliance Officer for Clients’ entities.
  • Any other ad-hoc duties.

Your profile

  • 3-5 years experience in the Global Business industry.
  • Well versed with prevailing laws.
  • Proficient use of Microsoft Office.
  • Efficient, autonomous and meticulous.
Your Curriculum Vitae and letter of motivation are to be addressed to Talent Management at

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