Senior Compliance Analyst

We are currently recruiting a knowledgeable, proactive, dynamic and talented candidate to join our team for a position of
Senior Compliance Analyst to ensure regulatory compliance. Should the below profile suite you, please apply.

Principal duties & responsibilities

Review client acceptance form; Verify KYC documents as per checklist (POA , POI, etc); Perform WorldCheck / internet search verifications and prepare Client Risk Profiling and ensure client is from countries as per target markets mentioned in business plan.

  • Ongoing monitoring
    • Maintaining an updated list of clients (at all times) and ensure client’s database is updated on CRM.
    • Verifying updated KYC documents regularly and maintain a list of approved target markets and reconcile with actual list of clients.
  • Transaction monitoring – Trading Client bank accounts / PSPs
    • Obtain bank statements / PSP statements.
    • Verify source of funds and source of wealth and prepare transaction monitoring sheet and regularly verifying cumulated deposits per client.
  • Assist Admin team for trading client bank transactions
    • Request for supporting documents from clients to be submitted to the bank.
    • Collate documentation per bank queries and liaise with Admin Team Leaders.
  • Financial and independent audit
    • Financial audit – Assist to collate information for the KYC audit
    • Independent audit – Assist in provision of documents for AML /CFT audit
    • File to be ready and up to date at all times
    • Show proactiveness during audits – review previous audit reports to ensure no repetitive deficiencies
  • Manual and reports
    • Preparation of Business Risk Assessment, Client Risk Assessment, Compliance Report, MLRO Report, Corporate Governance Report.
  • FATCA / CRS / GDPR / FIU
    • Demonstrate knowledge in respect of FATCA / CRS / GDPR / FIU.
  • Filing and File review
    • Provide hard copies of PEP, training, other registers to Admin team for filing.
    • Reviews of client files and inform admin team about any missing document(s).
    • Ensure that all compliance documents submitted for filing are dually signed by either a Senior compliance analyst or Assistant Manager or Manager of Compliance team.
  • Participate in Clients’ Board Meetings
    • Prepare deliverables to be discussed during board meetings.
    • Elaborate on BRA and CRA of trading clients.
  • And any other ad-hoc duties within the role.
 
Your profile
  • Residing in Plaines Wilhems District only.
  • LLB/ Corporate Law and/or equivalent Diploma and accredited compliance management certification.
  • Minimum 2-3 years in similar position.
  • Fluent in oral and written English and French.
  • Good interpersonal skills.
  • Proactive approach to work and good time management skills.
  • Proficient use of Microsoft Office Tools.
  • Able to work alone and within a team and Efficient, autonomous and meticulous.
 
Remuneration Package:
  • Basic Salary: Interesting package for the right candidate.
  • Transport:    Rs5,000.00
  • Medical Aid: Upon completion of 6 months’ probation.
 
Your Curriculum Vitae and letter of motivation are to be addressed to Talent Management at careers@credentiainternational.com

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